Regulatory Compliance

Location UK / Belfast

Job Type Permanent full-time, TemporaryContract

Salary Not disclosed

Updated 2 weeks ago

Reference 1366418

 Job Description

Have you got experience in Regulatory Compliance? This opportunity could be the one for you...

MCS Group are excited to be working with a Global Player to locate individuals who has experienced in Regulatory Compliance.

You will join a brand new Belfast-based Department where you will assist in the grow-out of the Team. Excellent progression opportunities which are sure to fast track careers!

The Role

  • Assist with processing FCA Approved Persons documentation.

  • Have control over the Compliance mailbox and direct queries to the appropriate specialist.
  • Ensure Compliance procedures and documentation are regularly reviewed and updated.
  • Assigning and chasing of Compliance training across EMEA.
  • Assist with training arrangements and new joiner processing whilst also producing monthly Compliance Management reports.
  • Reconciling PA Dealing requests, contract notes, and training invoices.

The Person

Essential

  • You will have FCA Registration experience. (It is essential that this is clearly demonstrated on any CV submitted)
  • You will have previous experience within a Financial Services firm.
  • You will be skilled in Microsoft applications, have excellent communication and interpersonal skills.

Desired

  • You will, ideally have experience within a Compliance role however this is not essential.

The Package

In return, our Client is offering a competitive package to attract the best in the market. Salary offered will be based on experience.

All CVs are to be submitted to the link provided.

Please contact Claire McCarragher, Banking & Finance Specialist Consultant at MCS Group. Should you have any queries.

All conversations will be treated in the strictest of confidence.