Regulatory Research Analyst

Location UK / Belfast

Job Type Permanent full-time, TemporaryContract

Salary £15000 - 25000

Updated 2 days ago

Reference 1362548

 Job Description

Funds-Axis is a young, fast-growing Regulatory Technology (RegTech) business. We are currently seeking to appoint a new Regulatory Research Analyst due to company expansion.

Company overview

Funds-Axis is a young, fast-growing Regulatory Technology (RegTech) business. We combine deep regulatory knowledge and best of breed technology to deliver excellent customer service to our clients and partners. Our clients are leading global asset managers, administrators and depositary banks to whom we provide investment compliance and regulatory reporting services. This market is growing strongly, reflecting increasing regulatory demands and the need for technology solutions. Funds-Axis also provide high-quality, low-cost information products to the asset management sector, including Global Exchanges and Global Disclosures.

The Global Exchanges service details the due diligence requirements on investment managers under the UCITS Directive when considering investing funds into foreign markets. Our UCITS eligible market reviews service covers 180+ markets in 90 countries including markets in Europe, South America, Africa and Asia.

The Global Disclosures service details the shareholding disclosure requirements which must be considered when investing in foreign markets pursuant to local regulation. This service provides comprehensive analysis of the global regulatory investment disclosure rules in over 60 countries – including major shareholdings, takeovers, dealing disclosures, short selling and foreign investment.

Role profile

The Regulatory Research Analyst will be responsible for maintaining and improving reports for clients on our information portals. They will also be responsible for researching, monitoring and producing news bulletins detailing the latest regulatory and market developments in the space.

Core tasks

  1. Conducting stock market due diligence reviews. This will involve examining different aspects of the market including broker rules, listing criteria and clearing and settlement requirements;
  2. Tracking daily market developments and publishing articles to the websites for client review and marketing purposes, including short selling bans, emergency market closures etc.
  3. Undertaking ad-hoc regulatory research into the implementation of EU measures in the fund space;
  4. Maintaining up-to-date knowledge of relevant legislation surrounding UCITS and AIFMD;
  5. Participating in and on occasion leading staff internal training;
  6. Undertaking verbal and written communication with regulators;
  7. Ensuring delivery of excellent customer service, including maintenance of and delivery against the markets’ annual review schedule
  8. Other – Projects/other work as required

Who we are looking for

As a result of continued growth we are actively recruiting ambitious, sociable, intelligent individuals with initiative, a strong work ethic, excellent communication skills and analytical skills for Regulatory Research Analyst positions.

You should be a confident and organised team-player who is dedicated to the role and to the company, with drive to further your development and growth and that of the company.

A high level of attention to detail and accuracy is essential and a knowledge of the Regulations (UCITS, AIFMD and Shareholder Disclosure requirements) is desirable.

You must have a minimum 2:2 undergraduate qualification in Law, Business, Finance or Economics and be willing to undertake further study as required.

Experience and skills

  • Essential: Degree in Law, Business, Finance or Economics, minimum 2:2; proficient in Microsoft Office
  • Desirable: Regulatory experience (UCITS/AIFMD/shareholding disclosures); relationship management experience

Core competencies

  1. Analytical skills – the Analyst is expected to perform regulatory research activities to a consistently high standard
  2. Organisational skills – the Analyst is expected to manage workload efficiently in order to adhere to key deadlines
  3. Teamwork – the Analyst is expected to work effectively with team members to deliver excellent customer service
  4. Communication – the Analyst is expected to communicate effectively with clients, team members and managers
  5. Initiative/independence – the analyst is expected to take ownership and responsibility for their duties, and use their initiative to identify solutions to issues

The package

In return for your commitment we offer a strong remuneration package and significant opportunities to grow and develop as our business expands, including:

  •          5.5% employer contribution pension
  •          Healthcare, life insurance and travel insurance
  •          Progressive maternity and paternity pay

 

Key differentiators

  •          Work with a great team
  •          Travel opportunities
  •          Work with leading international finance companies
  •          First-class training package, including the opportunity to study for the CISI IOC
  •          Excellent career progression opportunities
  •          Free, secure city centre parking onsite